The Importance of Ownership Structure

Why Our Ownership Structure Matters (More Than You Might Think)

At SYM Financial Advisors, ownership isn’t a footnote; it’s our foundation. And it shapes everything you experience as a client. When the people who own the firm are the same people who sit across the table from you, the whole experience feels different. It keeps us grounded, accountable, and focused on what really matters: you.

Independence You Can Feel

One thing you won’t find at SYM is outside ownership. No banks. No private equity groups. No national consolidators. And honestly, we thrive that way. Staying 100% independently owned by active employees means our decisions stay aligned with our clients, not with shareholders or sales goals.

We Invest Right Alongside You

We believe in using the same investment options we offer to clients. From private investments to infrastructure and global strategies, our team invests in the same thoughtfully curated lineup we recommend. If we don’t believe in it enough to invest our own money, it doesn’t belong in your portfolio.

Simple, Straightforward Fees

No commissions. No hidden charges. No complicated “products” tied to sales incentives. Just transparent fees and clean advice. It’s the way we’d want to be treated, so it’s the way we treat others.

The Advantage of Size, Without Losing the Personal Touch

With $4.8 billion in assets under management (as of 12-31-24), we’ve built meaningful buying power. That scale gives our clients access to institutional managers, competitive pricing, and a broader range of investment choices, all while keeping service personal and local.

Consistency That Brings Peace of Mind

We hear this story often: someone’s advisor retires, or their firm is purchased, and suddenly everything feels unfamiliar. New faces. New policies. New decisions made without much explanation or personal care.

That’s exactly what our ownership model is designed to prevent.

SYM owners are hands-on, deeply involved in daily client care, and committed to long-term relationships. Our clients know their team and know how to reach each one of them anytime. Whether you’re planning for the next chapter or thinking about future generations, we’ve built our structure to support you every step of the way.